-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SOK6FqUyoeYeDC3UbAA9YqOJIm/b2q3jxY/BDqvBGDH7gDZp1fyog0LmLuzeP/xN 5MIDyW7tTZWknrNRkILH7A== 0001040992-00-000001.txt : 20000215 0001040992-00-000001.hdr.sgml : 20000215 ACCESSION NUMBER: 0001040992-00-000001 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PERFORMANCE TECHNOLOGIES INC \DE\ CENTRAL INDEX KEY: 0001003950 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 161158413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-45715 FILM NUMBER: 537856 BUSINESS ADDRESS: STREET 1: 315 SCIENCE PKWY CITY: ROCHESTER STATE: NY ZIP: 14620 BUSINESS PHONE: 7162560200 MAIL ADDRESS: STREET 1: 315 SCIENCE PARKWAY STREET 2: 315 SCIENCE PARKWAY CITY: ROCHESTER STATE: NY ZIP: 14620 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SLUSSER JOHN M CENTRAL INDEX KEY: 0001040992 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 10 CARLSON RD CITY: ROCHESTER STATE: NY ZIP: 14610 MAIL ADDRESS: STREET 1: 10 CARLSON RD CITY: ROCHESTER STATE: NY ZIP: 14610 SC 13G 1 SCHEDULE 13G CUSIP No. 71376K 10 2(Page of 5 Pages) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1) Performance Technologies, Incorporated (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 71376K 10 2 (CUSIP Number) CUSIP No. 71376K 10 2(Page of 5 Pages) 13G - --------- ------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS John M. Slusser - --------- ------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - --------- ------- 3 SEC USE ONLY - --------- ------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - --------- ---------------------------------------------------------------------- 5 SOLE VOTING POWER - 455,889 NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------ ------------------------------------------------------- 6 SHARED VOTING POWER - 75,371 ------ ------------------------------------------------------- 7 SOLE DISPOSITIVE POWER - 455,889 ------ ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER - 75,371 - --------- ------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 596,510 (See Item 4 for disclaimer of beneficial ownership as to certain shares) - --------- ------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)EXCLUDES CERTAIN SHARES* - --------- ------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.4% - --------- ------- 12 TYPE OF REPORTING PERSON* IN - --------- ------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a). Name of Issuer: Performance Technologies, Incorporated Item 1(b). Address of Issuer's Principal Executive Offices: 315 Science Parkway Rochester, New York 14620 Item 2(a). Name of Person Filing: John M. Slusser Item 2(b). Address of Principal Business Office, or, if None, Residence: 2595 Brighton-Henrietta Town Line Road Rochester, New York 14623 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 71376K 10 2 Item 3. Statements Filed Pursuant to Rules 13d-1(b) or 13d-2(b): Not Applicable Item 4. Ownership. (a) Amount Beneficially Owned: 596,510 shares Such amount consists of: (i) 376,389 shares owned by the Reporting Person directly; (ii) 21,000 shares owned by Reporting Person as custodian for his minor children; (iii) 75,371 shares owned jointly by the Reporting Person and his wife; (iv) 58,500 shares owned of record by the Reporting Person's wife, as to which shares the Reporting Person disclaims beneficial ownership; and (v) 65,250 shares subject to presently exercisableoptions and a warrant held by the Reporting Person. (b) Percent of Class: 4.4% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 455,889 (ii) shared power to vote or to direct the vote: 75,371 (iii) sole power to dispose or to direct the disposition of: 455,889 (iv) shared power to dispose or to direct the disposition of: 75,371 Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 11, 2000 /s/ John M. Slusser ------------------- John M. Slusser -----END PRIVACY-ENHANCED MESSAGE-----